NYSE asks listed companies to confirm clawback policy adoption via Listing Manager
- Ben Gibbs
- Sep 11, 2023
- 1 min read
NYSE has reportedly mass-emailed listed issuers asking them to confirm - via the NYSE's Listing Manager - compliance with the new Dodd-Frank clawback rules.
The new rules require issuers to adopt a compliant policy by December 1st, as discussed in our prior article "How to implement the SEC"s Mandatory Clawback Policy".
The blast from NYSE also noted that additional communications would be sent in the fourth quarter of this year.
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